Withdrawal-rate scenario

4% Rule and Sequence of Returns Risk

The 4% rule is a withdrawal-rate illustration, while sequence-of-returns risk describes how the order of returns can change a retirement portfolio's outcome when withdrawals continue.

Short answer

A fixed first-year withdrawal equal to 4% of the starting balance is only one assumption. Inflation, fees, taxes, spending changes, and the order of returns can materially change the path that follows.

Illustrative scenario

This page explains why a withdrawal percentage cannot be evaluated independently from the return path. It does not endorse 4% as a universal rule or safe withdrawal rate. The example below uses a starting balance of $1,000,000, a first-year withdrawal of $40,000, 2.0% annual inflation, and 30 annual returns. The figures are illustrative and use no fees or taxes.

ScenarioEnding balanceStatusTotal withdrawn
Bad returns early$0Depletes in year 15$657,784
Entered order$1,653,257Survives all 30 modeled years$1,622,723
Good returns early$3,416,096Survives all 30 modeled years$1,622,723

The bad-first and good-first rows use the same return set. Only the order changes. In this example the ending-balance gap is $3,416,096, which demonstrates why an average return alone does not describe a withdrawal portfolio's path.

First five annual returns in each scenario

YearBad earlyEntered orderGood early
1-16.0%+18.0%+21.0%
2-12.0%+12.0%+20.0%
3-10.0%+9.0%+18.0%
4-8.0%-8.0%+17.0%
5-7.0%+14.0%+16.0%
Ending balance = (Beginning balance - withdrawal) × (1 + annual return)

Withdrawals are applied at the beginning of each year, then increased by inflation for the next year. If a requested withdrawal exceeds the available balance, the scenario is marked as depleted in that year.

Do not read this as a forecast: the example does not estimate probability, recommend a withdrawal rate, or account for taxes, fees, pensions, Social Security, contributions, spending changes, or rebalancing.

Questions about this scenario

Does the 4% rule eliminate sequence risk?

No. A withdrawal rate is an input, not protection from return order. The same initial percentage can produce different outcomes when losses occur early and withdrawals continue.

Does this page prove that a 4% withdrawal rate is safe?

No. It is an illustrative scenario. A safe withdrawal decision depends on spending flexibility, taxes, fees, other income, time horizon, asset mix, and personal circumstances.

Run your own sequence

Use the full sequence-of-returns risk calculator to change the balance, withdrawal, inflation, and annual returns. Guardfolio's other tools cover concentration, volatility, rebalancing bands, and ETF overlap.